Albert Botha will join Futuregrowth Asset Management as head of fixed income on 1 December, the fund manager said in a media ...

Tax fears may be dominating client meetings, but 80% of delegates are sitting tight until final policies are announced.

The FCA’s Rusu called on providers to help consumers understand the risks of turning to LLMs for financial advice.

A barbell effect is emerging in private-markets fundraising, with smaller and mid-sized managers taking longer to raise capital while the largest firms close funds within months. Speaking on a panel ...

TFO Wealth Partners and TFO Family Office Partners, a pair of affiliated RIAs with a combined $11.8bn in client assets, are jointly pursuing a sale, according to sources with knowledge of the ...

Serial RIA acquirer Allworth Financial has promoted two executives into its C-suite, including former M&A head Sara Baker. A ...

XY Planning Network (XYPN), the Bozeman, Mont.-based advisor affinity network, is on the hunt for a new president. The forthcoming addition to XYPN’s leadership team is meant to succeed current ...

Under Pan, the organization pushed for greater access to private market for retail investors and equal tax treatment for ETFs and mutual funds.

Advisors across Sowell's network can choose to either ‘remain actively involved in portfolio decisions or delegate certain ...

CT UK Capital & Income began trading under its newly renamed CT Progressive Income ( CTUK) title on Friday as the £327m UK equity income lifts its dividend targets.

The activist investor and Devon Equity Management's Richard Pavry were appointed as non-executives directors of the winding down trust.

The four wirehouses added a combined 10 new interval and tender offer funds to their platforms in Q3, a 12% increase from the previous quarter, according to a new report. Bank of America Merrill Lynch ...