The Securities and Exchange Commission (SEC) moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser ...
The European Securities and Markets Authority (ESMA) has onboarded Carlo Comporti as its next chair, effective 1 November 2026. The appointment was confirmed by the Council of the European Union at ...
KKR has agreed to acquire Gen II Fund Services for a total enterprise value of US$5.1 billion. KKR is acquiring Gen II from Hg, General Atlantic, and other minority investors through its Core Private ...
23 October 2026 China Reporter: Madison Hendrickson The firm has received approval from the China Securities Regulatory Commission, granting it an onshore securities license which allows offerings of ...
23 October 2026 China Reporter: Madison Hendrickson The firm has received approval from the China Securities Regulatory Commission, granting it an onshore securities license which allows offerings of ...
xyt, an independent provider of trade data and analytics, has been selected by Lynx Asset Management, a Stockholm-headquartered systematic asset manager, as its provider of independent volume and ...
Marex Group, a global financial services platform, has agreed to acquire Bright Point International, an Asian focused clearing business, to further expand its footprint across the Asia Pacific region ...
TS Imagine has announced the availability of Gentek.ai’s Model Context Protocol (MCP) with TSIQ, its AI platform for capital markets. This development gives risk and compliance teams natural-language ...
Traiana is launching the next generation of its post-trade cross-asset allocation, matching and confirmation service for buy- and sell-side firms. The solution, Harmony Securities is available across ...
Gen II Fund Services welcomes Niel Krastin as director of Private Equity Funds, strengthening its local private equity capabilities as the business continues to expand in Guernsey. Krastin brings 20 ...
The Securities Services business of BNP Paribas has appointed Laurent Durdilly into three leadership roles, including head of Luxembourg, Ireland, and the Channel Islands for Securities Services, head ...
The Securities Services business of BNP Paribas has appointed Cleyde Hazell as head of Client Line for Institutional Investors, UK, and Middle East, to support its growing footprint in the alternative ...
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