During the CFTC’s lawsuit, the court-appointed receiver recovered millions of dollars in investor funds and other assets held by the defendants and is distributing those funds to the defrauded ...
WASHINGTON — The Commodity Futures Trading Commission today published an Interim Final Rule that codifies the CFTC’s longstanding position that casino-style gambling products, including wagers placed ...
Washington, D.C. — The Commodity Futures Trading Commission today announced that the U.S. Court of Appeals for the Ninth Circuit affirmed a preliminary injunction in the CFTC’s anti-fraud enforcement ...
Even if the entity you are considering is not on the RED List, always check to see if it is registered with the CFTC before opening an account or paying any money. Generally, entities that solicit you ...
Before futures commission merchants (FCMs) or introducing brokers (IBs) may open a commodity futures account for a retail customer, the customer must receive a written disclosure statement and send ...
Professional advisors can assess how much of your retirement portfolio should be in precious metals, as well as examine alternatives, and potential offers. By comparison, bad advice could cost you ...
Minimum net capital Customer funds (FCMs only; IBs do not hold customer funds) Disclosure and other requirements for customers ...
Washington, D.C. — The Commodity Futures Trading Commission’s Technology Advisory Committee (TAC),[1] sponsored by Commissioner Christy Goldsmith Romero, released a Report on Responsible AI in ...
Washington, D.C. — The Commodity Futures Trading Commission today announced it has filed a complaint in the U.S. District Court for the Northern District of Texas against Dallas-based Damien Moran, ...
Use the Commission's internet comment form (https://www.sec.gov/comments/s7-2026-09/application-federal-securities-laws-certain-types-crypto-assets-certain ...
Washington, D.C. — The Commodity Futures Trading Commission today announced that Judge Richard G. Andrews of the U.S. District Court for the District of Delaware entered a consent order against Argent ...
AGENCY: Commodity Futures Trading Commission.